| 日期 | 主要股東
| 每股
平均價 | 類型 | 買/賣或涉及
股份數目 | 變動股數
佔已發行股(%) | 目前持股量 | 佔已
發行股(%) |
| 2020-04-08 | Credit Suisse Group AG | 5.323 | 1704 (L)
1503 (S) | 49,678,499(L)
49,338,499(S) | N/A
N/A | 22221355(L)
10493315(S) | 1.55(L)
0.73(S) |
| 2020-04-06 | Credit Suisse Group AG | | 1013 (L)
1403 (S) | 49,338,499(L)
49,338,499(S) | N/A
N/A | 72021855(L)
60021814(S) | 5.02(L)
4.19(S) |
| 2020-03-27 | 貝萊德 | | 1104 (L)
N/A | 657,375(L)
N/A | N/A
N/A | 129332454(L)
2000(S) | 9.02(L)
0.00(S) |
| 2020-03-19 | 花旗集團 | | 1213 (L)
N/A
N/A | 2,326,520(L)
N/A
N/A | N/A
N/A
N/A | 112606632(L)
106000(S)
111307515(P) | 7.85(L)
0.00(S)
7.76(P) |
| 2020-03-16 | Credit Suisse Group AG | | 1704 (L)
1503 (S) | 61,910,679(L)
61,910,679(S) | N/A
N/A | 18320328(L)
7466991(S) | 1.28(L)
0.52(S) |
| 2020-03-10 | 花旗集團 | | 1316 (L)
N/A
N/A | 686,860(L)
N/A
N/A | N/A
N/A
N/A | 116311412(L)
994000(S)
114124295(P) | 8.11(L)
0.06(S)
7.95(P) |
| 2020-03-09 | 摩根大通 | 5.738 | 1205 (L)
N/A
N/A | 12,799,254(L)
N/A
N/A | N/A
N/A
N/A | 79268052(L)
10071748(S)
60288312(P) | 5.52(L)
0.70(S)
4.20(P) |
| 2020-03-06 | State Street Bank & Trust Company | | 16012 (L)
N/A | N/A
N/A | N/A
N/A | 0(L)
N/A | 0.00(L)
N/A |
| 2020-02-27 | Credit Suisse Group AG | 6.108 | 1013 (L)
N/A | 202,000(L)
N/A | N/A
N/A | 71874693(L)
61423636(S) | 5.01(L)
4.28(S) |
| 2020-02-26 | 摩根大通 | 6.127 | 1101 (L)
N/A
N/A | 4,579,877(L)
N/A
N/A | N/A
N/A
N/A | 88768968(L)
9616897(S)
62474312(P) | 6.19(L)
0.67(S)
4.35(P) |
| 2020-02-26 | Credit Suisse Group AG | 6.120 | 1704 (L)
N/A | 292,000(L)
N/A | N/A
N/A | 71516693(L)
61205636(S) | 4.99(L)
4.27(S) |
| 2020-02-25 | 摩根大通 | 6.124 | 1201 (L)
N/A
N/A | 2,267,917(L)
N/A
N/A | N/A
N/A
N/A | 84189091(L)
9624521(S)
62506312(P) | 5.87(L)
0.67(S)
4.35(P) |
| 2020-02-24 | 摩根大通 | 6.205 | 1104 (L)
N/A
N/A | 690,530(L)
N/A
N/A | N/A
N/A
N/A | 86457008(L)
9601188(S)
61887413(P) | 6.02(L)
0.66(S)
4.31(P) |
| 2020-02-19 | 摩根大通 | 6.350 | 1201 (L)
N/A
N/A | 4,338,378(L)
N/A
N/A | N/A
N/A
N/A | 83009273(L)
7335352(S)
62205413(P) | 5.78(L)
0.51(S)
4.33(P) |
| 2020-02-18 | 摩根大通 | 6.460 | 1101 (L)
N/A
N/A | 1,738,574(L)
N/A
N/A | N/A
N/A
N/A | 87347651(L)
7243033(S)
62205413(P) | 6.09(L)
0.50(S)
4.33(P) |