| 日期 | 主要股東
| 每股
平均價 | 類型 | 買/賣或涉及
股份數目 | 變動股數
佔已發行股(%) | 目前持股量 | 佔已
發行股(%) |
| 2020-02-14 | Credit Suisse Group AG | 6.567 | 1013 (L)
N/A | 392,000(L)
N/A | N/A
N/A | 72000693(L)
62889636(S) | 5.02(L)
4.39(S) |
| 2020-02-11 | 花旗集團 | | 16021 (L)
N/A
N/A | 5,322,069(L)
N/A
N/A | N/A
N/A
N/A | 119187864(L)
108000(S)
117866747(P) | 8.31(L)
0.00(S)
8.22(P) |
| 2020-02-11 | State Street Bank & Trust Company | | 16011 (L)
N/A | N/A
N/A | N/A
N/A | 0(L)
N/A | 0.00(L)
N/A |
| 2020-02-10 | 花旗集團 | | 16022 (L)
N/A
N/A | 5,164,291(L)
N/A
N/A | N/A
N/A
N/A | 113865795(L)
108000(S)
112544678(P) | 7.94(L)
0.07(S)
7.84(P) |
| 2020-02-07 | Credit Suisse Group AG | 6.784 | 1704 (L)
N/A | 604,000(L)
N/A | N/A
N/A | 71332793(L)
62407736(S) | 4.97(L)
4.35(S) |
| 2020-02-07 | State Street Bank & Trust Company | | 16012 (L)
N/A | N/A
N/A | N/A
N/A | 0(L)
N/A | 0.00(L)
N/A |
| 2020-02-06 | Credit Suisse Group AG | 6.756 | 1013 (L)
N/A | 898,000(L)
N/A | N/A
N/A | 71874794(L)
62753736(S) | 5.01(L)
4.38(S) |
| 2020-01-29 | 摩根大通 | 6.545 | 1205 (L)
N/A
N/A | 4,468,530(L)
N/A
N/A | N/A
N/A
N/A | 83822283(L)
7332747(S)
62281413(P) | 5.84(L)
0.51(S)
4.34(P) |
| 2020-01-28 | 摩根大通 | 0.000 | 1104 (L)
N/A
N/A | 4,003,530(L)
N/A
N/A | N/A
N/A
N/A | 88290813(L)
7425158(S)
62287413(P) | 6.15(L)
0.51(S)
4.34(P) |
| 2020-01-24 | 摩根大通 | 6.876 | 1205 (L)
N/A
N/A | 5,094,240(L)
N/A
N/A | N/A
N/A
N/A | 82682419(L)
7424506(S)
62287413(P) | 5.76(L)
0.51(S)
4.34(P) |
| 2020-01-21 | 摩根大通 | 7.080 | 1104 (L)
N/A
N/A | 3,573,987(L)
N/A
N/A | N/A
N/A
N/A | 88551779(L)
7392640(S)
62287413(P) | 6.17(L)
0.51(S)
4.34(P) |
| 2020-01-17 | 摩根大通 | 7.325 | 1201 (L)
N/A
N/A | 1,241,068(L)
N/A
N/A | N/A
N/A
N/A | 84901157(L)
6778852(S)
62303413(P) | 5.92(L)
0.47(S)
4.34(P) |
| 2019-12-20 | State Street Bank & Trust Company | | 16011 (L)
N/A | N/A
N/A | N/A
N/A | 0(L)
N/A | 0.00(L)
N/A |
| 2019-11-18 | 摩根大通 | | N/A
15015 (S)
N/A | N/A
2,509,488(S)
N/A | N/A
N/A
N/A | 98786655(L)
12995279(S)
67805506(P) | 6.88(L)
0.90(S)
4.72(P) |
| 2019-10-22 | 摩根大通 | 6.635 | 1205 (L)
N/A
N/A | 5,479,106(L)
N/A
N/A | N/A
N/A
N/A | 96660485(L)
17706800(S)
67463506(P) | 6.74(L)
1.23(S)
4.70(P) |